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Office broker
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#	Item
611	IMPORTANT NOTICE INDUSTRY GUIDANCE: UNLICENSED ACTIVITY The Maine Office of Securities recently issued Industry Guidance addressing an agent or investment adviser representative’s use of unlicensed support staff to eff Add to Reading List Source URL: maine.gov Language: English - Date: 2014-03-25 14:09:51 Financial adviser Broker-dealer Registered Investment Advisor Financial economics Investment Finance
612	CERTIFICATE OF INSURANCE Freedom of Information and Protection of Privacy Act The personal information requested on this form is collected under the authority of and used for the purpose of administering the Financial Ad Add to Reading List Source URL: www.env.gov.bc.ca Language: English - Date: 2013-08-15 12:43:19 Financial institutions Institutional investors Insurance Broker Public key certificate Economics Address Post-office box Postal system Investment Financial economics
613	State of Louisiana OFFICE OF FINANCIAL INSTITUTIONS COMPLAINT FORM Add to Reading List Source URL: www.ofi.la.gov Language: English - Date: 2011-08-04 10:02:52 Financial institutions Economics Mortgage broker Payday loan Savings and loan association Post Office Ltd Federal Reserve System Financial economics Finance Financial services
614	State of Michigan John Engler, Governor Department of Consumer & Industry Services Kathleen M. Wilbur, Director Office of Financial and Insurance Services Add to Reading List Source URL: www.michigan.gov Language: English - Date: 2012-12-07 20:02:23 Finance Financial services Bank Mortgage broker Investment banking
615	STATE OF ARIZONA _________________________________________ Dealer / Broker License No.: _________________________________________ Add to Reading List Source URL: www.navajocountyaz.gov Language: English - Date: 2008-01-29 17:30:11 Tax assessment Technology Fax Office equipment
616	State of Louisiana OFFICE OF FINANCIAL INSTITUTIONS COMPLAINT FORM (Complaints must be submitted in writing[removed][removed] Add to Reading List Source URL: www.ofi.la.gov Language: English - Date: 2011-08-04 10:20:17 Financial institutions Economics Mortgage broker Payday loan Savings and loan association Post Office Ltd Federal Reserve System Financial economics Finance Financial services
617	April 18, 2012 Via Electronic Mail Mr. Thomas J. Curry Comptroller Office of the Comptroller of the Currency Department of the Treasury Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-19 10:44:56 Foreign exchange market Financial markets Stock market United States securities law Foreign exchange spot Dodd–Frank Wall Street Reform and Consumer Protection Act Broker-dealer U.S. Securities and Exchange Commission Short Financial economics Economics Finance
618	Federal Housing Finance Agency Office of Inspector General Recent Trends in the Enterprises’ Purchases of Mortgages from Smaller Lenders and Add to Reading List Source URL: origin.www.fhfaoig.gov Language: English Economy of the United States Fannie Mae Freddie Mac Dodd–Frank Wall Street Reform and Consumer Protection Act Late-2000s financial crisis Mortgage loan Title 12 of the United States Code Mortgage-backed security Mortgage broker Mortgage industry of the United States Economics Economic history
619	OFFICE OF FINANCIAL BATON ROUGE, Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2013-01-11 15:01:19 Financial adviser Broker Business Registered Investment Advisor Investment Advisers Act Financial economics Finance Investment
620	Act No[removed]H[removed]Professions and occupations; Office of Professional Regulation An act relating to professions and occupations regulated by the Office of Professional Regulation This act makes miscellaneous amendment Add to Reading List Source URL: www.leg.state.vt.us Language: English - Date: 2014-05-29 11:11:15 Occupations Midwifery Real estate appraisal Profession Naturopathy Barber Real estate broker Cosmetology Health Sociology Medicine Licensure

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